We are able to provide comprehensive compliance support to regulated firms through our revolutionary Compliance Watch!®
We provide a range of professional services that makes us a one-stop-shop for start-ups and smaller firms.
Our Compliance Docs!® library can supply a wide range of compliance documentation, including compliance manuals.
Originally established in 1989, CPA Audit is an internationally renowned, professional and highly experienced Compliance Consultancy advising on all aspects of compliance to the Regulated Financial community in the UK and elsewhere. We are headquartered in the heart of the City of London, where many of our clients are located. Our knowledgeable and professionally qualified team foster a culture of integration and engagement with our clients, enabling us to provide tailored advice and services, whilst forging enduring relationships. We are committed to continuous professional development, so all staff constantly stay abreast of developments in the Regulatory Regime. We are therefore able to ensure our advice and services are always current and relevant while being suitably flexible to meet the dynamic needs of our clients. Each client is served by a team, small enough to really understand their business, but large enough to always be on hand when needed. We are hardworking, pragmatic and dedicated to customer service, allowing clients to get on with their business at hand, safe in the knowledge that all is well on the compliance front!
Our value-added services are available to a wide range of financial institutions including banks, brokers, corporate financiers, investment management firms and venture capitalists. Historically, we’ve also supported a number of insurers, mortgage lenders, insurance and mortgage intermediaries, multilateral trading facilities and other regulated firms. More recently, in response to new and emerging business models, we are supporting a growing number of firms operating in the FinTech space. This includes Payment Services firms, Electronic Money Institutions, Equity-based Crowdfunders, Peer to Peer Lenders (Loan-based Crowdfunders) and other firms requiring a Consumer Credit Licence. Should you be in need of support on any regulatory issue, we invite you to give us a call.