About

  • We help people to get authorised by the Financial Regulators in the UK (PRA, FCA), and help them with all their Compliance needs thereafter.
  • We generally operate on a fixed fee basis.
  • If you’re starting from scratch, as well as managing the authorisation process, we can incorporate your company, prepare accounts and submit financial reports to the regulator on your behalf, once you’re authorised.
  • If you need to get up and running quickly, we can arrange for you to become an Appointed Representative of our FCA authorised investment firm, while your authorisation is in progress.
  • If you’re more established, and simply need ad-hoc advice or training in specific areas, we provide this also.
  • We act for global financial institutions and SMEs. No client is too large or small, we help them Comply!
About