We help people to get authorised by the Financial Regulators in the UK (PRA, FCA), and help them with all their compliance needs thereafter.
We generally operate on a fixed fee basis.
If you’re starting from scratch, as well as managing the authorisation process, we can incorporate your company, prepare accounts and submit financial reports to the regulator on your behalf, once you’re authorised.
If you need to get up and running quickly, we can arrange for you to become an Appointed Representative of our FCA authorised investment firm, while your authorisation is in progress.
If you’re more established, and simply need ad-hoc advice or training in specific areas, we provide this also.
We act for global financial institutions and SMEs. No client is too large or small, we help them comply!