Compliance Assist!

Compliance Assist! provides all the benefits of Compliance Watch! but is tailored to the needs of a firm with its own Compliance function. The value of Compliance Assist! is to offer an external review with a degree of objectivity that is difficult to achieve when systems are developed internally. It covers the following based on an annual fee of £2,890:

1. Unlimited e-mail and telephone support.
2. Periodic regulatory briefings and regulatory alerts.
3. A revised Risk Based Compliance Monitoring Programme, updated as and when rule changes dictate, and other templates as necessary.
4. An annual on-site compliance health-check, which will incorporate an annual update for all staff on money laundering and an update of your compliance manual.