Applying to the FCA for a part 4a permission
At first sight, the Financial Conduct Authority application packs appear a little daunting. Many, particularly those who provide overpriced advice in connection with such applications, would have you believe that compiling them represents an almost insurmountable task. Our own experience suggests otherwise! By adopting a pragmatic and methodical approach, FCA applications can be prepared relatively quickly and need not be prohibitively expensive.
Our unique service to support firms applying to the FCA for authorisation to carry on regulated activities includes the provision and tailoring of all relevant compliance documentation, advice on scope of permission and prudential category, completion of application forms, preparation of financial forecasts and associated capital adequacy calculations, submission to the FCA and post submission liaison with the FCA. We take you all the way from the start to obtaining your permission at a fixed price, starting from £8,000 plus VAT as appropriate. We do all the work; you don't need a lawyer or an accountant.