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Read on to find out about some current issues affecting UK investment firms. Do contact us if you would like to discuss the impact of these issues on your firm.
"Office of Data Protection Commissioner says GPO can keep their bins as public litter is not in breach of GDPR rules" @independent_ie
Interesting Story from @BelTe: "Queen's student 'paid £300' in £16m Belfast money laundering operation, court told"
"Burford says its shares have been 'illegally' manipulated"
HSBC, State Street bosses give UK senior managers regime thumbs up https://tinyurl.com/yxsrh7xz
ESMA 2019 risk assessment work programme https://tinyurl.com/y22mhesc
Lawmakers say EU needs stronger anti-fraud curbs https://tinyurl.com/y2oudbxh
FCA Flags European Capital Markets Clone Firm https://tinyurl.com/ybndb7r5
FCA: scams cost UK investors £197m in 2018 https://tinyurl.com/y284f6ty
MIFID II: ESMA's latest double volume cap data publication postponed to 15th February 2019 https://tinyurl.com/ycwzuubs
France investigates Danske Bank over €22 million money laundering https://tinyurl.com/y9e3779g
EBA SETS UP PSD2 WORKING GROUP https://tinyurl.com/yca59xbz
FCA to announce next steps on its work on the duty of care in the Spring https://tinyurl.com/ybzt6jb3
FCA explains video guides: CMCs regulation https://tinyurl.com/y8s5gfl4
FCA: Don’t be fooled by scammers’ flattery https://tinyurl.com/ya24yex2
FCA GC19/1: Primary Market Bulletin No. 20 https://tinyurl.com/y8rzcm46
Banking leaders share their insights on adopting the SM&CR https://tinyurl.com/ydaobjc8
FCA to review risky assets next year https://tinyurl.com/y8x7jk74
Data breach stats highlight GDPR awareness https://tinyurl.com/y7h9v67k
UK: Cryptocurrency scams top fraud cases, regulator issues warning after £200 million losses https://tinyurl.com/yd8edu2h
FCA extends fair dealing principles to payment services and e-money providers https://tinyurl.com/y7buawrc