Home > Hot Topics
Read on to find out about some current issues affecting UK investment firms. Do contact us if you would like to discuss the impact of these issues on your firm.
FCA: City watchdog secures just 12 insider trading convictions in five years. https://t.co/4tJtz4GGRB
ESMA updates transparency calculations for Mifid II/Mifir
The role of a GDPR data protection officer
Providers review adviser marketing amid Mifid II inducements confusion
GDPR – Are your tech platforms secured for first contact?
Fine Time: What GDPR Enforcement Could Look Like
ESMA consults on potential CFD and Binary options measures to protect retail investors https://t.co/mb2Fmi133g
Are Artificial Intelligence And Machine Learning The Next Frontiers For Fighting Money Laundering?
Dutch plans to implement new payments laws raise data protection concerns, says watchdog
Bitcoin: South Korea sways cryptocurrency prices - but how?
Advisers question FOS impartiality claims
Consumers wrongly being charged card fees after Government ban
MiFID II may spur more regulation as costs come to light: Moody's
Open banking: The money revolution nobody knows about
The effect of Mifid II that everyone has misjudged
Gina Miller threatens to sue FCA over its handling of Mifid II
EU: the UK will be a 'third country' for personal data transfers from the point of Brexit https://t.co/FyAjPNBzu6
#Fintech in 2018: start-ups going global; innovation in #payments and breach notification fatigue https://t.co/GTRtWNDvhL
FCA issues list of unauthorised binary options providers https://t.co/xbYtV9gURJ
Fines under GDPR wait for businesses that fail to fix known security flaws now, says UK watchdog https://t.co/KbfAlv6Aks