COMPLIANCE SERVICES

We advise a wide range of financial institutions on a vast spectrum of regulatory compliance issues, either on an ad-hoc basis or on a regular monthly or quarterly basis through our unique Compliance Watch! service. Issues currently of continuing concern include the Retail Distribution Review (RDR), Treating Customers Fairly (TCF), the Capital Requirements Directive (CRD) and the move to Integrated Regulatory Reporting (IRR) and Mandatory Electronic Reporting (MER).