COMPLIANCE SERVICES

We advise a wide range of financial institutions on a vast spectrum of regulatory compliance issues, either on an ad-hoc basis or on a regular monthly or quarterly basis through our unique Compliance Watch! service. Issues currently of particular concern and focus include the upcoming Markets in Financial Instruments Directive (MiFID), the Capital Requirements Directive (CRD) and the move to Integrated Regulatory Reporting (IRR) and Mandatory Electronic Reporting (MER).