Applying to the Financial Services Authority for a Part IV Permission

At first sight, the FSA application packs appear a little daunting. Many, particularly those who provide overpriced advice in connection with such applications, would have you believe that compiling them represents an almost insurmountable task. Our own experience suggests otherwise! By adopting a pragmatic and methodical approach, FSA applications can be prepared relatively quickly and need not be prohibitively expensive.

Our unique service to support firms applying to the FSA for authorisation to carry on regulated activities includes the provision and tailoring of all relevant compliance documentation, advice on scope of permission and prudential category, completion of application forms, preparation of financial forecasts and associated capital adequacy calculations, submission to FSA and post submission liaison with FSA. We take you all the way from start to obtaining your permission at a fixed price starting from £8,000 plus VAT as appropriate. We do all the work; you don't need a lawyer or an accountant.