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MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (MiFID)

The Markets in Financial Instruments Directive was implemented in the UK on the 1st November 2007. This directive is having a major impact on investment firms in such areas as:

  • Client classification
  • Best execution
  • Training and competence
  • Approved persons
  • Systems and controls
  • Conflicts of interest
  • Passporting

    • If you are still behind with implementation in these areas, do give us a call!