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PUBLICATIONS

  • Organisational Systems & Controls – A Common Platform for Firms, October 2006

  • Strenthening Capital Standards, July 2006

    • TECHNICAL UPDATES

  • The Third Money Laundering Directive – Key Points, October 2007

  • A Guide to Integrated Regulatory Reporting (IRR) and Mandatory Electronic Reporting (MER), first published December 2006, second edition with updates October 2007

  • Guide to the Implementation of the Capital Requirements Directive for BIPRU Limited Licence Firms, December 2006

  • Money Laundering – A Review of the JMLSG Guidance Notes 2006, June 2006

  • Repeal of the Public Offers of Securities Regulations and the EU Prospectus Directive, October 2005