Retail Distribution Review, first published July 2009
Improving the quality of your advice process - post sale, first published June 2009
What classification do my clients fall into?, first published May 2009
Classification Of Investment Firms Under MiFID and CRD, first published March 2008, third edition with updates February 2009
Retail Distribution Review, first published January 2009
The Approved Persons Regime – Significant Influence Function Review, first published January 2009
Remuneration Policies, first published November 2008
The Financial Ombudsman Service – Publishing Complaints Data on Individual Financial Businesses, first published October 2008
The Payment Services Directive, first published September 2008
Statutory Disclosure and Use of the FSA Logo, first published September 2008
Treating Customers Fairly – September 2008 Update
Treating Customers Fairly – August 2008 Update
Data Security, first published July 2008
Financial Promotions, third edition with updates July 2008
A Guide to Integrated Regulatory Reporting (IRR) and Mandatory Electronic Reporting (MER), first published December 2006, fourth edition with updates June 2008
Financial Procedures for the Calculation of Capital Adequacy, Capital Resources Requirement and the Preparation of Financial Returns, first published May 2008
Treating Customers Fairly – An Overview, April 2008
Money Laundering – A Review of the JMLSG Guidance Notes 2007, April 2008
Telephone Recording Requirements For Investment Firms, April 2008
Are You Subject To Consolidated Supervision?, April 2008
Disclosure Requirements Under Pillar III of the CRD, April 2008
Illiquid Assets Vs Material Holdings Under the CRD, April 2008
Intra-Group Exposure Rules Under BIPRU, April 2008
The Companies Act 2006, April 2008
The Third Money Laundering Directive – Key Points, October 2007
Guide to the Implementation of the Capital Requirements Directive for BIPRU Limited Licence Firms, December 2006
Repeal of the Public Offers of Securities Regulations and the EU Prospectus Directive, October 2005